Securities Law Professional Committee

Management Architecture

Special Committee

Professional Committee

Operations Function

Securities Law Professional Committee

The securities market is an important part of my country's socialist market economic system. In Shenzhen, a multi-level capital market system with clear positioning and different functions has been formed, consisting of the main board, the ChiNext, the New Third Board, and the regional equity market. The development of the economy, the circulation of capital, and the company's investment and financing activities provide important support, forming a virtuous circle in which the securities market and economic development promote and integrate each other. With the development of the times, the internal and external environment of the development of Shenzhen securities market is also undergoing profound changes, facing both important opportunities and risks and challenges. As a local brand in Shenzhen, under the leadership of the management committee and the professional construction committee, Shengdian organized a group of lawyers with rich experience in securities practice to jointly carry out securities business, popularize relevant legal knowledge in the field of securities, and cater to the economic development of the times. Environment.

Main Service Areas

In the field of securities business, our main service scope: IPO (initial public offering and listing); private placement of listed companies; major asset restructuring of listed companies; allotment of shares of listed companies; issuance of convertible bonds by listed companies; perennial legal counsel of listed companies; acquisition of listed companies; design of equity incentive scheme of listed companies; domestic listing of spin-off subsidiaries of listed companies; public offering and listing of domestic enterprises overseas; lawyer of securities firms; new Third Board listing; New Third Board directional additional issuance; New Third Board asset restructuring; New Third Board delisting; New Third Board company perennial legal counsel; Corporate bond issuance; Corporate bond issuance; Issuance of various debt financing instruments; Government special bond issuance; Handling matters related to administrative penalties for information disclosure; Handling matters related to administrative penalties for insider trading; Handling matters related to administrative penalties for market manipulation; Handling matters related to administrative penalties for short-term transactions; handling matters related to administrative penalties for illegal reduction of shares; Handling matters related to administrative penalties for intermediary agencies' violation of regulations; Handling matters related to administrative penalties for illegal operation of private equity funds; Disputes over confirmation of securities rights; Disputes over securities trading contracts; Disputes over financial derivatives; Disputes over securities underwriting contracts; Disputes over securities investment consultation; Disputes over securities credit rating service contracts; Disputes over securities repurchase contracts (derivative litigation: litigation over securities breach of contract); disputes over securities trading agency contracts; Disputes over securities listing sponsorship contracts; Disputes over securities issuance; Disputes over securities return; Disputes over securities fraud liability (derivative litigation: disputes over liability for fraudulent issuance of bonds and misrepresentation); Disputes over securities custody; Disputes over securities registration, depository and settlement; Disputes over margin trading (derivative litigation: disputes over over over over-the-the-counter capital allocation contracts); Disputes over customer transaction settlement funds (derivative litigation: bankruptcy of bond issuers, securities disputes on behalf of litigation).

Principal Members

Xu Xianghong

Director of Securities Law Professional Committee

Partner lawyer of Guangdong Shengdian Law firm, Director of Securities Law Professional Committee, Bachelor of Law of Xiangtan University, in-service graduate student of Civil and Commercial Law of Chinese Academy of Social Sciences. He is currently the Director of the Securities Business Committee, the Deputy Director of the Securities Business Core Committee, and the Deputy Director of the Risk Control and Conflict of Interest Review Committee.

Chen Jinfeng

Deputy Director of Securities Law Professional Committee

Partner lawyer of Guangdong Shengdian Law Firm, Deputy Director of Securities Law Professional Committee, graduated from Shanghai University of Finance and Economics Law School. He is currently the deputy director of the securities professional committee of Guangdong Shengdian Law Firm, the deputy director of the Risk Control and Conflict of Interest Review Committee, the editor-in-chief and assistant editor-in-chief of Shengdian Lawyer Review, and one of the members and persons in charge of Shengdian's bankruptcy administrator.

Zhou Xiaolei

Deputy Director of Securities Law Professional Committee

Full-time lawyer of Guangdong Shengdian Law Firm, deputy director of the Securities Law Professional Committee, graduated from the Law School of Shenzhen University. He is currently a member of the Disciplinary Committee of the Party Committee of Guangdong Shengdian Law Firm, Deputy Director of the Securities Commission, Deputy Director of the Young Lawyer Growth Promotion Committee, and the responsible editor of "Shengdian Lawyer Review" (Law Publishing House), a member of the Young Lawyers Working Committee of Shenzhen Lawyers Association, Guangdong Lawyers Association Private Equity Fund and Equity Investment Professional Committee Committee, outstanding class leader of the 12th seminar of Shenzhen Lawyers Association, Volunteer Lawyers, "Gipsophila"-small and medium-sized enterprises in difficulty to help the relief program volunteer lawyers, Shenzhen Consumer Council fifth, sixth lawyers, etc.

Zhang Hanyue

Secretary-General of Securities Law Professional Committee

Full-time lawyer of Guangdong Shengdian Law Firm, Secretary-General of the Securities Law Professional Committee, graduated from the School of Humanities and Information of Changchun University of Technology with a bachelor's degree in law and has obtained legal professional qualifications. During the work period, I cooperated with the team lawyers to carry out the targeted issuance of the company's shares, participated in the completion of due diligence and shareholders' meeting of a listed company, assisted in handling corporate legal advisory business, as well as equity disputes, company disputes, contract disputes and other civil and commercial litigation cases.