专业委员会
Corporate Compliance Management Legal Committee
Corporate Compliance Management Legal Professional Committee mainly provides:
1. Construction of compliance system: in combination with the actual situation of the enterprise, a set of organized and planned systems including system formulation, risk identification, assessment and early warning, compliance review, risk response, accountability, assessment and evaluation, compliance training, and formation and improvement of compliance text database are established within the enterprise for the purpose of effective prevention and control of compliance risks and the operation and management behavior of enterprises and employees.
2. Special consultation on compliance: according to national laws and regulations, rules, regulatory provisions, industry standards, normative documents, international treaties, rules, business practices and ethics, articles of association, system documents, enterprise standards, voluntary commitments and other compliance basis, provide legal services for compliance consultation on the business model, specific business, specific projects and specific matters proposed by enterprises, according to the requirements of the enterprise to issue a legal memorandum, legal opinions or legal opinions, etc. Such as antitrust compliance, export control compliance, anti-corruption compliance, anti-commercial bribery compliance, data compliance, customs supervision and trade compliance, environmental legal advice and environmental compliance, management, agency environmental administrative penalty hearings and environmental litigation.
3. Compliance supervision investigation: when an enterprise or its personnel have or are suspected of violating laws or regulations, and have been or may be supervised by judicial organs, administrative organs, judicial departments and international organizations at home and abroad, they shall accept the entrustment of the enterprise to carry out legal services to achieve the purpose of smooth handling and risk control.
4, to provide enterprises with compliance advisory services, either in the form of the above-mentioned special legal counsel, or with the enterprise to sign a perennial compliance legal counsel contract, in the form of perennial legal counsel.
5. Criminal compliance: through criminal compliance, identify and evaluate the criminal legal risks that may occur in the operation and management activities of the enterprise according to the standards of criminal laws and regulations, enhance the ability of prevention and control of criminal risks of the enterprise, and prevent the occurrence of criminal crimes; and strive for compliance and non-prosecution for the enterprise after the enterprise is transferred to the procuratorate for examination and prosecution after the enterprise is suspected of committing a crime, this includes acting as a criminal compliance consultant or third-party monitor for corporate compliance inspections to help companies successfully pass compliance inspections and obtain non-prosecution.
Shengdian Law Firm has now been put into storage in Shenzhen's first batch of third-party enterprise compliance monitors, put into storage in the Data Compliance Exchange, was elected director of Shenzhen Enterprise Compliance Association, and Director Wang Yongjing was selected into the list of professionals of the third-party compliance supervision and evaluation mechanism for enterprises involved in Guangdong Province.
Main performance
1. The lawyer team of Shengdian Law Firm provides Shenzhen Tencent Computer System Co., Ltd. with compliance legal services in the fields of personal information and data including product review, as well as perennial legal advisory services in the scope of intellectual property frontier research and legislative dynamic analysis.
2. The lawyer team of Shengdian Law Firm acted for Tencent to provide special legal services to "Netease Cloud Music" (this case was selected as "Top Ten Intellectual Property Cases of the Supreme People's Court in 2014").
3. The lawyer team of Shengdian Law Firm provides perennial legal advisory services for Shenzhen Dongfang Boya Technology Co., Ltd., including the establishment of product compliance mechanism, data security control system, personal information protection management system, data compliance and personal information protection, and the establishment of data protection management system.
4. The lawyer team of Shengdian Law Firm acts as the perennial and compliance legal adviser of a game company in Shenzhen, providing special compliance services for the listed game projects of the company.
5. Shengdian Law Firm accepted the entrustment of Nanjing Qixia District Procuratorate and Shenzhen Pingshan District Procuratorate to act as the third-party monitor of Shenzhen's first off-site enterprise compliance case, supervising, inspecting and evaluating the enterprise's compliance rectification, and the enterprise involved successfully passed the compliance hearing.
6. Shengdian Law Firm acted as the compliance consultant for the first enterprise compliance rectification case in Guangming District of Shenzhen City, providing legal services for compliance rectification for the enterprises involved, and the enterprises involved successfully passed the compliance hearing.
7. Shengdian Law Firm acted as the compliance consultant for the first enterprise compliance rectification case in Longgang District of Shenzhen City, providing legal services for compliance rectification for the enterprises involved, and the enterprises involved successfully passed the compliance hearing.
8. Shengdian Law Firm acted as the compliance consultant of a Shenzhen Education and Training Co., Ltd., providing legal services for compliance rectification for the enterprises involved in the case, and the enterprises involved in the case successfully passed the compliance hearing.
9. Shengdian Law Firm served as the compliance consultant for the compliance rectification case of an import and export enterprise suspected of smuggling undertaken by the Shenzhen Municipal People's Procuratorate, providing compliance rectification legal services for the enterprises involved, and the enterprises involved successfully passed the compliance hearing.
10. Shengdian Law Firm served as a compliance consultant for an investment company (real estate enterprise) in Shenzhen on suspicion of bribery by a unit, providing legal services for compliance rectification for the enterprises involved, and the enterprises involved successfully passed the compliance hearing.
11. Shengdian Law Firm served as a compliance consultant for an import and export company in Shenzhen on suspicion of smuggling ordinary goods, providing legal services for compliance rectification for the enterprises involved, and the enterprises involved successfully passed the compliance hearing.
12. Shengdian Law Firm acted as a compliance consultant for a transportation company in Shenzhen on suspicion of smuggling ordinary goods, providing legal services for compliance rectification of the enterprises involved, and the enterprises involved successfully passed the compliance hearing.
13. Shengdian Law Firm acted as a compliance consultant for an enterprise compliance case in a Guilin Science and Technology Co., Ltd. suspected of bribery of non-state agency staff, providing compliance rectification legal services for the enterprises involved, and the enterprises involved are still in the compliance rectification period.
14. The lawyer team of Shengdian Law Firm participated in the research on the special topic of criminal compliance in the section of "Common Criminal Risks and Countermeasures for Financial Institutions of Ping An Bank" and completed the research results.
15, Shengdian Law Firm acted as a compliance consultant for an architectural consulting company in Shenzhen, providing anti-commercial bribery compliance legal services for enterprises.
16. On February 26, 2023, Shengdian Law Firm was successfully elected as a director of Shenzhen Enterprise Compliance Association.
17. Lawyer Wang Yongjing of Shengdian Law Firm followed up two corporate criminal compliance projects as an independent supervisor during his part-time master's tutor at the Compliance Research Institute of Shenzhen University.
Principal Members
Mao Peng
Director of Corporate Compliance Management Legal Professional Committee
Senior partner lawyer of Guangdong Shengdian Law Firm, director of the Corporate Compliance Management Legal Professional Committee of Guangdong Shengdian Law Firm, has entered the law firm since March 2005 and has been engaged in litigation practice and has more than ten years of practical experience, Has consulted thousands of criminal report materials, personally participated in handling hundreds of criminal charges, criminal defense and criminal risk prevention cases, and won wide praise from the parties.
Chen Jiali
Deputy Director of Corporate Compliance Management Legal Professional Committee
Full-time lawyer of Guangdong Shengdian Law Firm, deputy director of the Corporate Compliance Management Legal Professional Committee of Guangdong Shengdian Law Firm, master of law from Zhongnan University of Economics and Law, bachelor's degree from China Criminal Police Academy, member of the National Revolutionary Committee. At the same time, he has the qualification of certified public accountant and belongs to the field of law and accounting, mainly engaged in criminal defense, criminal compliance, corporate governance, commercial dispute resolution.
Li Ke
Deputy Director of Corporate Compliance Management Legal Professional Committee
Full-time lawyer of Guangdong Shengdian Law Firm, deputy director of the Corporate Compliance Management Legal Professional Committee of Guangdong Shengdian Law Firm, master of law from Zhongnan University of Economics and Law, bachelor's degree from China Criminal Police Academy, member of the National Revolutionary Committee. At the same time, he has the qualification of certified public accountant and belongs to the field of law and accounting, mainly engaged in criminal defense, criminal compliance, corporate governance, commercial dispute resolution.
Luo Pan
Corporate Compliance Management Legal Professional Committee Secretary-General
Full-time lawyer of Guangdong Shengdian Law Firm, Secretary-General of the Corporate Compliance Management Legal Professional Committee of Guangdong Shengdian Law Firm, graduated from Southwest University of Political Science and Law, mainly specializing in civil and commercial dispute resolution, criminal defense, criminal charges, etc. Specially invited mediator of the District People's Court, Secretary-General of the Corporate Compliance Committee of Guangdong Shengdian Law Firm and other social positions.
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