On the afternoon of November 29, the Shenzhen Enterprise Compliance Association held the "SME Compliance Working Committee Inaugural Meeting and Lecture on Strengthening Compliance Management to Promote Sustainable Development of Enterprises" in the Broadcasting and Television Financial Center. This event is sponsored by Shenzhen Enterprise Compliance Association (hereinafter referred to as "Enterprise Compliance Association"), guided by Shenzhen Judicial Bureau, supported by Shenzhen Futian District people's Procuratorate and Shenzhen Rule of Law Promotion Service Center, Shenzhen Futian District Accounting Society and Guangshen accounting firm, and co-sponsored by Shengdian Law firm and Jintiancheng (Shenzhen) Law firm. Relevant responsible persons of all units attended the event.

In his speech, Wang Zhile, president of the Enterprise compliance Association, expounded the importance and compliance issues of small and medium-sized enterprises, and hoped that the compliance work Committee of small and medium-sized enterprises could give full play to its advantages and help small and medium-sized enterprises improve their compliance level. in order to promote the healthy and stable development of small and medium-sized enterprises.

(President of Shenzhen Enterprise Compliance Association: Wang Zhile)）

Hu Xiaojian, deputy director of the Shenzhen SME Service Bureau, congratulated the establishment of the SME Compliance Committee, and hoped that the committee could play a role as a bridge and link, actively build a service platform, and provide accurate, efficient and convenient compliance services for SMEs.

(Deputy Director of Shenzhen SME Service Bureau: Hu Xiaojian)

At the inaugural meeting, Wang Shouqun, the legal representative and vice president of the Enterprise Compliance Association, read out the association's approval for the establishment of the SME Compliance Working Committee, and issued letters of appointment to the members of the SME Compliance Working Committee. Among them, Mao Peng, a member of Shengdian Management Committee and senior partner, was hired as a member of the SME Compliance Committee.

(The first on the right is lawyer Mao Peng, member of Shengdian Administrative Committee and senior partner)

After the founding ceremony, Wang Zhile, President of the Enterprise Compliance Association, delivered a special speech on "strengthening compliance management and building a world-class enterprise". President Wang Zhile stressed the importance of compliance management and comprehensively discussed the relationship between strengthening compliance management and building a first-class enterprise from many aspects. Subsequently, Li Zi, prosecutor of the Shenzhen Municipal People's Procuratorate, and Guo Zhiyong, a police officer of the Futian District People's Procuratorate, shared their practical experience in the reform of the enterprises involved.

Lawyer Wang Yongjing, director of Shengdian Administrative Committee, and lawyer Mao Peng, member of Shengdian Management Committee, led a number of lawyers from Shengdian Enterprise Compliance Management Legal Committee to attend the event.

(From left to right: Hu Ge, Yang Qian, Lin Beibei, Li Xiong, Mao Peng, Wang Yongjing, Chen Jiali, Wang Canyang, Zhou Xiaolei)

Small and medium-sized enterprises are an important force to promote social and economic development, promote technological innovation and increase employment. Shengdian will continue to specialize in relevant legal issues in the field of corporate compliance, and is committed to helping small and medium-sized enterprises to improve their compliance awareness, improve their compliance systems, and promote the healthy, stable and sustainable development of small and medium-sized enterprises.

 

Shengdian Law Firm is the first third-party monitor of enterprise compliance in Shenzhen. It has been put into Shenzhen Data Compliance Exchange and is the governing unit of Shenzhen Enterprise Compliance Association. Sheng Dian Wang Yongjing lawyer selected in Guangdong Province involved in the enterprise compliance third-party supervision and evaluation mechanism of professional list.

 

In the field of enterprise compliance management, Shengdian's main services include:

 

1. Construction of compliance system: in combination with the actual situation of the enterprise, a set of organized and planned systems including system formulation, risk identification, assessment and early warning, compliance review, risk response, accountability, assessment and evaluation, compliance training, and formation and improvement of compliance text database are established within the enterprise for the purpose of effective prevention and control of compliance risks and the operation and management behavior of enterprises and employees.

 

2. Special consultation on compliance: according to national laws and regulations, rules, regulatory provisions, industry standards, normative documents, international treaties, rules, business practices and ethics, articles of association, system documents, enterprise standards, voluntary commitments and other compliance basis, provide legal services for compliance consultation on the business model, specific business, specific projects and specific matters proposed by enterprises, according to the requirements of the enterprise to issue a legal memorandum, legal opinions or legal opinions, etc. Such as antitrust compliance, export control compliance, anti-corruption compliance, anti-commercial bribery compliance, data compliance, customs supervision and trade compliance, environmental legal advice and environmental compliance, management, agency environmental administrative penalty hearings and environmental litigation.

 

3. Compliance supervision investigation: when an enterprise or its personnel have or are suspected of violating laws or regulations, and have been or may be supervised by judicial organs, administrative organs, judicial departments and international organizations at home and abroad, they shall accept the entrustment of the enterprise to carry out legal services to achieve the purpose of smooth handling and risk control.

 

4. Provide compliance advisory services for enterprises, either in the form of the above-mentioned special legal advisers, or by signing a perennial compliance legal adviser contract with the enterprise in the form of perennial legal advisers.

 

5. Criminal compliance: through criminal compliance, identify and assess the criminal legal risks that may occur in the operation and management activities of the enterprise according to the standards of criminal laws and regulations, enhance the ability of prevention and control of criminal risks of the enterprise, and prevent the occurrence of criminal crimes; and strive for compliance and non-prosecution for the enterprise after the enterprise is transferred to the procuratorate for examination and prosecution after the enterprise is suspected of committing a crime, this includes acting as a criminal compliance consultant or third-party monitor for corporate compliance inspections to help companies successfully pass compliance inspections and obtain non-prosecution.